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Hong Kong


SECURITIES AND FUTURES COMMISSION ORDINANCE
　(CHAPTER 24)
　ARRANGEMENT OF SECTIONS
　　
　　ion
　　I　　　　PRELIMINARY
　　hort title
　　nterpretation
　　II　　　 SECURITIES AND FUTURES COMMISSION
　　ecurities and Futures Commission
　　unctions of Commission
　　onstitution of Commission
　　ommission may establish committees
　　taff of Commission
　　eneral powers of Commission
　　elegation and sub-delegation of Commission's functions
　　Advisory Committee
　　Directions to Commission
　　Annual report of Commission
　　Commission to furnish information
　　Financial year and estimates of income and expenditure
　　Accounts
　　Auditors and audit
　　Investment of funds
　　III　　　SECURITIES AND FUTURES APPEALS PANEL
　　Constitution of Appeals Panel
　　Appeals (registration, forfeiture and notices)
　　Hearing of appeals by tribunal
　　Procedure for appeals
　　Case stated
　　IV　　　 ADDITIONAL REGISTRATION REQUIREMENTS
　　Applications under section 51 of Securities Ordinance or section
30 of
　　odities Trading Ordinance; supplementary provisions
　　Applicant under Securities Ordinance or Commodities Trading
Ordinance
　　urnish information to Commission
　　Certificates of registration to continue in force
　　Section 23 (2) and (3) to apply to inquiries under section 56 of
　　rities Ordinance or section 36 of Commodities Trading Ordinance
　　Registered persons to notify Commission where records etc. kept
　　Financial resources rules
　　Modification of financial resources rules in particular cases
　　
　　V　　　　REGULATION OF REGISTERED PERSONS' BUSINESS, ETC.
　　Supervision
　　Information relating to transactions
　　Certification to High Court relating to non-compliance under
section
　　r 31 33. Investigations
　　Returns
　　Production of computerized information
　　Magistrate's warrant
　　Destruction etc. of documents
　　Powers of intervention
　　Restriction of business
　　Restriction on dealing with assets
　　Maintenance of assets
　　Provisions relating to notices under section 39, 40, 41 or 43
　　Withdrawal, substitution or variation of notices under section
39, 40
　　1 44. Appeals against notices under this Part
　　Winding-up orders
　　Receiving orders
　　VI　　　 SPECIAL PROVISIONS RELATING TO EXCHANGE COMPANIES AND
　　RING HOUSES 47. Transfer and resumption of functions
　　Information: Exchange Companies and clearing houses
　　Notice of closure or re-opening
　　Additional powers--restriction notices relating to Exchange
Companies
　　clearing houses
　　Additional powers--suspension orders relating to Exchange
Companies
　　clearing houses
　　VII　　　FUNDING
　　Levies
　　Appropriation
　　Fees and other charges
　　VIII MISCELLANEOUS
　　Injunctions to restrain contraventions
　　Waiver or modification of requirements
　　Immunity, etc.
　　Liability of directors, etc.
　　Evidence
　　Preservation of secrecy, etc.
　　Service of notices
　　Penalties for offences
　　Prosecution of certain offences by Commission
　　Dissolution of Provisional Securities and Futures Commission
Limited
　　transfer of property
　　Transitional
　　DULE Functions of Commission to which section 9 does not apply
　　establish the Securities and Futures Commission and to amend the　
law
　　ting to dealing in securities and trading in futures contracts;
and to
　　ide for connected or incidental matters.
　　he Ordinance other than sections 27 (1) to (8), 30, 31, 32 and　
65　as
　　with item 1 (b) of paragraph 4 of Schedule 2 insofar as　they　
relate
　　he repeal of sections 122 and 123 of the Securities Ordinance
　　y 1989 L. N. 126 of 1989
　　remaining provisions: 1 August 1989] L. N. 230 of 1989
　PART I PRELIMINARY
　　
　　hort title
　　Ordinance may be cited　as　the　Securities　and　Futures　
Commission
　　nance.
　　nterpretation
　　his Ordinance, unless the context otherwise requires-
　　aring house" means a clearing house within the meaning of section
2
　　of the Commodities　Trading　Ordinance　(Cap.　250)　or　a　
recognized
　　ring house within the meaning of section 2 of the Securities
(Clearing
　　es) Ordinance (Cap. 420); (Amended 66 of 1990 s. 2; 68 of 1992
s. 20)
　　Commission" means the Securities and Futures　Commission　
established
　　ection 3; "Commodity Exchange" has　the　meaning　assigned　to　
it　by
　　ion 2 (1) of the Commodities Trading Ordinance (Cap. 250);
　　pany" means any company within the meaning of the Companies
Ordinance
　　. 32) and includes an overseas company　within　the　meaning　of　
that
　　nance or any other body corporate incorporated in Hong Kong　
having　a
　　e capital;
　　a equipment" has the meaning assigned to it by section 27;
　　a material" means any document or other material　used　in　
connection
　　or produced by data equipment;
　　ablishment day" means the day on which section 3 comes into
operation;
　　hange Company" means-
　　the Stock Exchange Company; or
　　the Futures Exchange Company,
　　"Exchange Companies" means both of those companies;
　　cutive director" and "non-executive director" mean a director　
of　the
　　ission who is appointed under section 5 as an executive director
and a
　　executive director thereof,　respectively;　"exempt　dealer"　
has　the
　　ing assigned to it by section 2 (1) of the Securities Ordinance　
(Cap.
　　;
　　ancial resources rules" means rules made under section 28;　
"financial
　　" means the period specified in section 14 (1);
　　m" has the meaning assigned to it by section 2 (1) of the　
Commodities
　　ing Ordinance (Cap. 250);
　　ction" includes power and duty;
　　ures contract" has the meaning assigned to it by section 2 (1)
of　the
　　odities Trading Ordinance (Cap. 250);
　　ures Exchange Company" means the Exchange Company within　the　
meaning
　　ection 2 (1) of the Commodities Trading Ordinance (Cap. 250);
　　up of companies" has the meaning assigned to it by section　2　(1)　
of
　　Companies Ordinance (Cap. 32);
　　etary Authority" means the Monetary Authority appointed under　
section
　　f the Exchange Fund Ordinance (Cap. 66); (Added 82 of 1992 s. 6)
　　icer", in relation to a company, has the meaning　assigned　to　
it　by
　　ion 2 (1) of the Companies Ordinance (Cap. 32);
　　el" means the Securities and　Futures　Appeals　Panel　
established　by
　　ion　18;　 "property　 investment　 arrangements"　 means　
investment
　　ngements as defined in relation to property other than　
securities　by
　　ion 2 of the Protection of Investors Ordinance (Cap. 335);
　　
　　ord or other document" includes--
　　a book, voucher, receipt or data material,　or　information　
which　is
　　rded in a non-legible form but is capable of　being　reproduced　
in　a
　　ble form; and (b) any document,　disc,　tape,　sound　track　or　
other
　　ce in which sounds　or　other　data　(not　being　visual　
images)　are
　　died so as to be capable (with or without the aid of other　
equipment)
　　eing reproduced and any film (including a microfilm),　tape　or　
other
　　ce in which visual images　are　embodied　so　as　to　be　
capable　(as
　　esaid) of being reproduced;
　　istered person" means a person who is registered under the　
Securities
　　nance (Cap. 333), the Commodities Trading　Ordinance　(Cap.　
250)　(or
　　those　Ordinances)　as　a　dealer,　dealing　partnership,　
dealer's
　　esentative, investment adviser, commodity trading adviser,　
investment
　　sers' partnership, investment representative or　a　commodity　
trading
　　ser's representative;
　　relevant Ordinances" means this Ordinance, Part II of　the　
Companies
　　nance (Cap.　32) (insofar as that Part relates,　whether　
directly　or
　　rectly, to the performance of functions by the Commission in　
relation
　　rospectuses and purchase by a company of its own shares) and Part　
XII
　　hat Ordinance (insofar as　that　part　relates,　whether　
directly　or
　　rectly, to the performance of functions by the Commission in　
relation
　　rospectuses), the　Securities　Ordinance　(Cap.　333),　the　
Commodity
　　anges (Prohibition)　Ordinance　(Cap.　82),　the　Commodities　
Trading
　　nance (Cap. 250), the Protection of Investors　Ordinance　(Cap.　
335),
　　Stock Exchanges Unification Ordinance (Cap. 361), the Securities
　　aring Houses) Ordinance (Cap.　420),　the　Securities　
(Disclosure　of
　　rests) Ordinance (Cap.　396)　and　the　Securities　(Insider　
Dealing)
　　nance (Cap. 395); (Amended 62 of 1990 s. 41; 68 of 1992 s. 20;　
87　of
　　s. 2) "securities" has the meaning assigned to it by section 2
(1) of
　　Securities Ordinance (Cap. 333);
　　ck Exchange Company" means the Exchange Company within the
meaning　of
　　ion 2 (1) of the Stock Exchanges Unification Ordinance (Cap. 361);
　　ding in commodity futures contracts" has the meaning assigned to
it by
　　ion 2 (1) of the Commodities Trading Ordinance (Cap. 250);
　　bunal" means a tribunal appointed under section 20;
　　fied Exchange" has the meaning assigned to it by section 2 (1)
of　the
　　k Exchanges Unification Ordinance (Cap. 361).
　PART II SECURITIES AND FUTURES COMMISSION
　　
　　ecurities and Futures Commission
　　There is hereby established a body to be known as the　Securities　
and
　　res Commission.
　　The Commission shall be a body corporate with　power　to　sue　
and　be
　　.　(3) The receipts of the Commission shall not be subject to
taxation
　　r the Inland Revenue Ordinance (Cap. 112).
　　(a) The Commission shall provide itself with a seal.
　　The seal of the Commission shall be authenticated by the signature　
of
　　chairman or deputy chairman of the Commission or, if both the
chairman
　　deputy chairman of the Commission are absent from Hong Kong or　
unable
　　ct, the signature of some other director of the Commission　
authorized
　　t to act in that behalf.
　　
　　unctions of Commission
　　The Commission shall have the following functions--
　　to　advise　the　Financial　Secretary　on　all　matters　
relating　to
　　rities, futures contracts and property investment arrangements;
　　without prejudice to any duties imposed or　powers　conferred　
on　any
　　r person　in　regard　to　the　enforcement　of　the　law　
relating　to
　　rities, futures contracts and property investment arrangements,
to　be
　　onsible for ensuring that the provisions of the　relevant　
Ordinances,
　　the provisions of any　other　Ordinance　so　far　as　they　
relate　to
　　rities, futures contracts and property　investment　
arrangements,　are
　　lied with;
　　to report to the Financial Secretary the occurrence of any dealing　
in
　　tion to securities which it reasonably believes or suspects to　
be　an
　　der dealing within the meaning of section 9 of the Securities
(Insider
　　ing) Ordinance (Cap. 395); (Amended 62 of 1990 s. 42)
　　to be responsible for supervising and monitoring the activities
of the
　　ange Companies and clearing houses;
　　to take all reasonable steps to safeguard　the　interests　of　
persons
　　ing in securities or trading in futures　contracts　or　entering　
into
　　erty investment arrangements;
　　to promote　and　encourage　proper　conduct　amongst　members　
of　the
　　ange Companies and clearing houses, and other registered persons;
　　to suppress illegal, dishonourable and improper practices　in　
dealing
　　ecurities,　trading　in　futures　contracts,　entering　into　
property
　　stment arrangements, and the provision of investment advice　or　
other
　　ices relating to securities, futures contracts and property
investment
　　ngements;
　　to promote and　maintain　the　integrity　of　registered　
persons　and
　　urage the promulgation by registered persons of balanced and　
informed
　　ce to their clients and to the public generally;
　　to consider and suggest reforms of the　law　relating　to　
securities,
　　res contracts and property investment arrangements;
　　to encourage the development of securities and futures markets
in Hong
　　and the increased use of such markets by investors in Hong　Kong　
and
　　where; (k) to promote and develop self-regulation by market
bodies　in
　　securities and futures industries;
　　subject to the provisions of this Ordinance, to co-operate　with　
and
　　st authorities or regulatory organizations, in Hong Kong or
elsewhere,
　　are concerned with securities and futures, or with banking,
insurance
　　ther financial services or with the affairs of corporations;
(Added 67
　　991 s. 2)
　　to perform any　other　functions　conferred　by　or　under　
any　other
　　nance.
　　As regards any　function, the　Commission　may, for　the　
guidance　of
　　stered persons and others, prepare and cause to be　published　in　
the
　　tte guidelines indicating the manner in which, in the absence　of　
any
　　icular consideration or　circumstance,　it　proposes　to　
perform　the
　　tion.
　　The Commission may from　time　to　time　engage　such　
consultants　or
　　sers as it may consider necessary to　assist　the　Commission　
in　the
　　ormance of its functions.　(4) Nothing in subsection (1) (k)
shall　be
　　rded as limiting or otherwise affecting　any　other　function　
of　the
　　ission.
　　
　　onstitution of Commission
　　Subject to subsection (2), the Commission shall consist of a　
chairman
　　inted by the Governor and such uneven number, not being less　than　
7,
　　ther directors so appointed as the Governor may　determine;　and　
when
　　number of such other directors ceases　to　be　an　uneven　
number　the
　　rnor shall make such appointment or appointments as may　be　
necessary
　　omply with this subsection.
　　Half of the directors of the Commission, including the chairman,
shall
　　ppointed　to　be　executive　directors　and　the　remainder　
shall　be
　　inted to be non-executive directors.
　　The Governor may appoint an executive director to be　deputy　
chairman
　　he Commission.
　　(a) If no appointment has been made under subsection　(3)　or　if　
the
　　ce of deputy chairman of　the　Commission　is　vacant,　the　
Financial
　　etary may designate an executive director to act as　chairman　of　
the
　　ission during any period during which the chairman of　the　
Commission
　　nable to act as chairman due to illness　or　other　incapacity　
or　is
　　nt from Hong Kong.
　　A designation under this subsection shall cease when　revoked　
by　the
　　ncial Secretary or　an　appointment　is　made　under　
subsection　(3),
　　hever first occurs.　(5) The terms　and　conditions　of　office　
of　a
　　ctor of the Commission shall be such as the Governor may
determine.
　　A director of the Commission may at any　time　resign　his　
office　by
　　er sent to the Governor.
　　A director of the Commission shall be　paid　by　the　Commission　
such
　　neration, allowances or expenses as the Governor may determine.
　　The Governor may by notice in writing remove from office any　
director
　　he Commission whose removal appears to him to　be　desirable　
for　the
　　ctive performance by the Commission of its functions.
　　Meetings of the Commission shall be held as often as may be　
necessary
　　the performance of its functions, and may be convened by the　
chairman
　　he deputy chairman or any 2 other directors.
　　If the office of chairman of the Commission is vacant or the
chairman
　　he Commission is unable to act as chairman due　to　illness　or　
other
　　pacity or is absent from Hong Kong the deputy chairman or an
executive
　　ctor designated under subsection (4) shall　act　as　chairman　
in　his
　　e.
　　At a meeting of the Commission--
　　the chairman shall be chairman of the meeting; or
　　if the chairman is not present, the deputy chairman shall be　
chairman
　　he meeting; or
　　if neither the chairman　nor　the　deputy　chairman　is　
present,　the
　　ctors present shall choose one of their number to be chairman　of　
the
　　ing.
　　The quorum for a meeting of the Commission shall be　4　directors　
of
　　2　shall　be　executive　directors　and　2　shall　be　non-
executive
　　ctors.
　　Each director of the Commission present at a　meeting　thereof　
shall
　　a vote.　(14) (a) Every question for decision at　a　meeting　of　
the
　　ission shall be determined by a majority of　votes　of　the　
directors
　　ent and, in the event that　voting　is　equally　divided,　
subject　to
　　graph (b) the chairman of the meeting shall have a casting vote.　
(b)
　　chairman of a meeting shall not exercise a casting vote until
after he
　　consulted the Financial Secretary as regards that exercise.
　　The Commission may act notwithstanding a vacancy among its
directors.
　　The　Commission　shall　organize　and　regulate　its　
administration,
　　edure and business.
　　
　　ommission may establish committees
　　The Commission may establish standing or special　committees　
and　may
　　r or assign to　any　such　committee　any　matter　for　
consideration,
　　iry or management by the committee.
　　The Commission may appoint any person to be a member of any　
committee
　　blished under this section, whether that person is a director　of　
the
　　ission or not.　(3) Any reference or assignment under　
subsection　(1)
　　every appointment under subsection (2) may be withdrawn or
revoked　by
　　Commission at any time, and no　such　reference　or　assignment　
shall
　　ent the performance by the Commission of any of its functions.
　　A committee established under　this　section　may　elect　any　
of　its
　　ers to be chairman and may regulate its own　procedure　and　
business;
　　in the exercise of its powers under　this　subsection　such　
committee
　　l be subject to and act in accordance with any direction given
to　the
　　ittee by the Commission for the purposes of this subsection.
　　Meetings of a committee established under this section shall　be　
held
　　uch times and places as the chairman of that committee may,
subject to
　　ection (4), determine.
　　taff of Commission
　　The Commission may from time to time employ persons who shall be　
paid
　　remuneration and allowances and shall hold their employment　on　
such
　　r terms and conditions as the Commission shall determine.
　　The Commission　may　make　arrangements　for　or　in　respect　
of　the
　　ision and maintenance of such schemes (whether　contributory　or　
not)
　　the payment to its employees and their dependants of　such　

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国家质量监督检验检疫总局


中华人民共和国

国家质量监督检验检疫总局令

第45号


《出境竹木草制品检疫管理办法》已经2003年4月3日国家质量监督检验检疫总局局务会议审议通过，现予公布，自2003年7月1日起施行。


局 长

二○○三年四月十六日





出境竹木草制品检疫管理办法



第一章 总 则

第一条 为规范出境竹木草制品的检疫管理工作，提高检疫工作质量和效率，根据《中华人民共和国进出境动植物检疫法》及其实施条例等法律法规的规定，制定本办法。

第二条 本办法适用于出境竹木草制品(包括竹、木、藤、柳、草、芒等制品)的检疫及监督管理。

第三条 国家质量监督检验检疫总局（以下简称国家质检总局）主管全国出境竹木草制品检疫和监督管理工作。

国家质检总局设在各地的出入境检验检疫机构（以下简称检验检疫机构）负责所辖区域内出境竹木草制品的检疫和监督管理工作。

第四条 国家质检总局对出境竹木草制品及其生产加工企业(以下简称企业)实施分级分类监督管理。



第二章 分级分类管理

第五条 根据生产加工工艺及防疫处理技术指标等，竹木草制品分为低、中、高3个风险等级：

(一)低风险竹木草制品：经脱脂、蒸煮、烘烤及其他防虫、防霉等防疫处理的；

(二)中风险竹木草制品：经熏蒸或者防虫、防霉药剂处理等防疫处理的；

(三)高风险竹木草制品：经晾晒等其他一般性防疫处理的。

第六条 检验检疫机构对出境竹木草制品的企业进行评估、考核，将企业分为一类、二类、三类3个企业类别。

第七条 一类企业应当具备以下条件：

(一)遵守检验检疫法律法规等有关规定；

(二)应当建立完善的质量管理体系，包括生产、加工、存放等环节的防疫措施及厂检员管理制度等；

(三)配备专职的厂检员，负责生产、加工、存放等环节防疫措施的监督、落实及产品厂检工作；

(四)在生产过程中采用防虫、防霉加工工艺，并配备与其生产能力相适应的防虫、防霉处理设施及相关的检测仪器；

(五)原料、生产加工、成品存放场所，应当专用或者相互隔离，并保持环境整洁、卫生；

(六)年出口批次不少于100批；

(七)检验检疫年批次合格率达99%以上；

(八)检验检疫机构依法规定的其他条件。

第八条 二类企业应当具备以下条件:

(一)遵守检验检疫法律法规等有关规定；

(二)企业建立质量管理体系，包括生产、加工、存放等环节的防疫措施及厂检员管理制度等；

(三)配备专职或者兼职的厂检员，负责生产、加工、存放等环节防疫措施的监督、落实及产品厂检工作；

(四)在生产过程中采用防虫、防霉加工工艺，具有防虫、防霉处理设施；

(五)成品存放场所应当独立，生产加工环境整洁、卫生；

(六)年出口批次不少于30批次；

(七)检验检疫年批次合格率达98%以上；

(八)检验检疫机构依法规定的其他条件。

第九条 不具备一类或者二类条件的企业以及未申请分类考核的企业定为三类企业。

第十条 企业本着自愿的原则，向所在地检验检疫机构提出实施分类管理的书面申请，并提交以下资料（一式两份）：

(一)《出境竹木草制品生产加工企业分类管理考核申请表》（附件1）；

(二)工商营业执照复印件；

(三)企业厂区平面图;

(四)生产工艺及流程图；

(五)相应的防疫措施和质量管理的文件；

(六)检验检疫机构需要的其他资料。

第十一条 检验检疫机构自接到申请资料之日起10个工作日内，完成对申请资料的初审。

企业提交的申请资料不齐全的，应当在规定期限内补齐；未能在规定期限补齐的，视为撤回申请。

第十二条 初审合格后，检验检疫机构在10个工作日内完成对申请企业的考核。根据考核结果，由直属检验检疫局确定企业类别，并及时公布。

第十三条 有以下情况之一的，企业应当重新提出申请：

(一)申请企业类别升级的；

(二)企业名称、法定代表人或者生产加工地点变更的；

(三)生产工艺和设备等发生重大变化的。



第三章 出境检疫

第十四条 输出竹木草制品的检疫依据：

(一)我国与输入国家或者地区签定的双边检疫协定(含协议、备忘录等)；

(二)输入国家或者地区的竹木草制品检疫规定；

(三)我国有关出境竹木草制品的检疫规定；

(四)贸易合同、信用证等订明的检疫要求。

第十五条 企业或者其代理人办理出境竹木草制品报检手续时，应当按照检验检疫报检规定提供有关单证。一类、二类企业报检时应当同时提供《出境竹木草制品厂检记录单》（以下简称厂检记录单）（附件2）。

第十六条 根据企业的类别和竹木草制品的风险等级，出境竹木草制品的批次抽查比例为：

(一)一类企业的低风险产品，抽查比例5%-10%；

(二)一类企业的中风险产品、二类企业的低风险产品，抽查比例10-30%；

(三)一类企业的高风险产品、二类企业的中风险产品和三类企业的低风险产品，抽查比例30-70%；

(四)二类企业的高风险产品，三类企业的中风险和高风险产品，抽查比例70-100%。

第十七条 检验检疫机构根据企业日常监督管理情况、出口季节和输往国家（地区）的差别以及是否出具《植物检疫证书》或者《熏蒸/消毒证书》等，在规定范围内，确定出境竹木草制品的批次抽查比例。

第十八条 出境竹木草制品经检疫合格的，按照有关规定出具相关证单；经检疫不合格的，经过除害、重新加工等处理合格后方可放行；无有效处理方法的，不准出境。



第四章 监督管理

第十九条 检验检疫机构对出境竹木草制品的生产、加工、存放实施全过程的监督管理。

第二十条 检验检疫机构对企业实施日常监督管理,内容主要包括：

(一)检查企业质量管理体系有效运行和生产、加工、存放等环节的防疫措施执行情况；

(二)检查企业生产、加工、存放等条件是否符合防疫要求；

(三)检查厂检记录以及厂检员对各项防疫措施实施监督的情况和相应记录；

(四)企业对质量问题的整改情况；

(五)其他应当检查的内容。

在实施日常监督管理中，检验检疫机构应当填写《出境竹木草制品监管记录》（附件3）。

第二十一条 检验检疫机构应当建立竹木草制品企业的检疫管理档案。

第二十二条 检验检疫机构对企业的分类实行动态管理，有以下情况之一的，对企业做类别降级处理：

(一)生产、加工、存放等环节的防疫措施不到位；

(二)厂检员未按要求实施检查与监督;

(三)检验检疫机构对出境竹木草制品实施检疫，连续2次以上检疫不合格;

(四)1年内出境检验检疫批次合格率达不到所在类别要求;

(五)其他不符合有关检验检疫要求的。

对做类别降级处理的企业限期整改，经整改合格的，可恢复原类别。

第二十三条 企业不如实填写厂检记录单或者伪造、变造、出售和盗用厂检记录单的，直接降为三类企业管理。

第二十四条 检验检疫机构对企业厂检员进行培训，厂检员经考核合格方可上岗。厂检员应当如实填写厂检记录单，并对厂检结果负责。



第五章 附 则

第二十五条 违反本办法规定的，检验检疫机构按照有关法律法规规定处理。

第二十六条 本办法由国家质检总局负责解释。

第二十七条 本办法自2003年7月1日起施行。

附件1：





附件1：



出境竹木草制品生产加工企业分类管理

考 核 申 请 表







企 业 名 称

申 请 日 期

申 请 表 编 号











出入境检验检疫局





填 表 说 明



(一) 申请表一式二份。

(二) 本表用钢笔填写，要求文字简练、清楚。

(三) 加﹡的栏目由检验检疫机构填写。







生产加工

企业名称


地址


邮编

工商登记号


法定代表人

联系电话


E-mail


近二年

总产值
年产值 万元，其中出口总值 万元

年产值 万元，其中出口总值 万元

近二年出口批次、主要

品种及输往国家（地区）


加工车间

名称及面积


晒场
面积：

原料仓库
面积： 平方米；容量 吨

半成品仓库
面积： 平方米；容量 吨

成品仓库
面积： 平方米；容量 吨

生产企业

申请意见














法定代表人： 公章



年 月 日






考 核 记 录*

考核内容
有（是）

（√）
无（否）

（╳）
情况简要说明

企

业

质

量

管

理

体

系
1、生产加工管理制度






2、生产、加工、存放各环节的防疫制度




3、 厂检员对生产、加工、存放等环防疫措施的监督制度

节的防疫措施实施监督制度




4、厂检员管理制度




厂

检

员

及

厂

检

记

录
1、配备有专职厂检员




2、厂检员经过培训合格




3、厂检员对生产、加工、存放等环节的防疫措施实施监督的记录等




4、厂检记录




工

艺

和

相

关

检

测

仪

器
1、产品防虫、防霉工艺




2、防虫、防霉处理设施




3、防虫、防霉处理设施与其生产能力相适应




4、相关检测仪器




原

料

及

生

产

加

工

区

域
1、专用的原料存放区域




2、专用的生产加工区域




3、生产加工区域无边、角料等杂物长期堆放




4、生产加工环境整洁、卫生









晾

晒

场

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